Out & About

At Charles Law, we pride ourselves on being active members of the financial industry. As such, we enjoy the opportunities to share our knowledge.

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April 27, 2023

FIA Law & Compliance Division Conference

GuyLaine was a panelist on the Worst Day in the Career of a FCM In-House Attorney (Ethics Issues). The panel followed a hypothetical day in the life of a FCM in-house attorney, who faces snowballing ethics hurdles as the worst day of their career progresses from accidental disclosure of confidential information to books and records fraud and misconduct. More information can be found below.

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February 17, 2023

New York State Common Retirement Fund

GuyLaine presented on the Legal Panel at the 16th Annual Emerging Manager & MWBE Conference of the New York State Common Retirement Fund on February 17th, 2023.  More information can be found below.

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Jan 18 and 19, 2023

Practising Law Institute

GuyLaine chaired the Understanding Financial Products 2023 program on Jan 18 and 19, 2023. The program is designed for attorneys who are looking for an in-depth introduction to financial products. The program also included a fireside chat with CFTC Commissioner Kristin Johnson.  You can access the program, for a fee, through the PLI website at the link below.

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