Articles

Overview – Cleared Derivatives Addendum
April 2021
Bloomberg Law View Publication

Overview of Forward Settling Securities Transactions and the Master Securities Forward Transaction Agreement – the MSFTA
April 2021
Bloomberg Law View Publication

Overview – Credit Support Annex
July 2020
Bloomberg Law View Publication

Overview – Over-the Counter Derivatives
May 2020
Bloomberg Law View Publication

Overview – ISDA Master Agreements
May 2020
Bloomberg Law View Publication

Overview of NAESB Contract for the Sale & Purchase of Natural Gas
May 2020
Bloomberg Law View Publication

FINRA Rule 4210 Compliance Readiness and MSFTA Negotiation for U.S. Public Pension Plans
Reprint of an article that appeared in the October 2019 issue of The NAPPA Report, a publication of the National Association of Public Pension Attorneys.
September 2019
The NAPPA Report View Publication

Fundamentals of Futures Trading Compliance for Broker-Dealers
February 2014
Practical Compliance and Risk Management View Publication

What Do I Do With my Swap Now? An Overview of the Trading Requirements for Over-the-Counter Derivatives Post Dodd-Frank
January 2013
Practical Compliance and Risk Management View Publication

The ISDA Master Agreement – Part II – Negotiated Provisions
June 2012
Practical Compliance and Risk Management for the Securities Industry View Publication

The ISDA Master Agreement – Part I: Architecture, Risks & Compliance
January 2012
Practical Compliance and Risk Management for the Securities Industry View Publication

Over-the-Counter Derivatives and the Dodd-Frank Wall Street Reform and Consumer Protection Act
August 2010
The Market Maker View Publication
Interested in working with us?
Get in Touch