Articles

Overview – Cleared Derivatives Addendum

GuyLaine Charles
April 2021
Bloomberg Law
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Overview of Forward Settling Securities Transactions and the Master Securities Forward Transaction Agreement – the MSFTA

GuyLaine Charles
April 2021
Bloomberg Law
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Overview – Credit Support Annex

GuyLaine Charles
July 2020
Bloomberg Law
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Overview – Over-the Counter Derivatives

GuyLaine Charles
May 2020
Bloomberg Law
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Overview – ISDA Master Agreements

GuyLaine Charles
May 2020
Bloomberg Law
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Overview of NAESB Contract for the Sale & Purchase of Natural Gas

GuyLaine Charles
May 2020
Bloomberg Law
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FINRA Rule 4210 Compliance Readiness and MSFTA Negotiation for U.S. Public Pension Plans

Reprint of an article that appeared in the October 2019 issue of The NAPPA Report, a publication of the National Association of Public Pension Attorneys.

Benjamin Lee and GuyLaine Charles
September 2019
The NAPPA Report
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Fundamentals of Futures Trading Compliance for Broker-Dealers

GuyLaine Charles
February 2014
Practical Compliance and Risk Management
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What Do I Do With my Swap Now? An Overview of the Trading Requirements for Over-the-Counter Derivatives Post Dodd-Frank

GuyLaine Charles
January 2013
Practical Compliance and Risk Management
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The ISDA Master Agreement – Part II – Negotiated Provisions

GuyLaine Charles
June 2012
Practical Compliance and Risk Management for the Securities Industry
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The ISDA Master Agreement – Part I: Architecture, Risks & Compliance

GuyLaine Charles
January 2012
Practical Compliance and Risk Management for the Securities Industry
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Over-the-Counter Derivatives and the Dodd-Frank Wall Street Reform and Consumer Protection Act

GuyLaine Charles
August 2010
The Market Maker
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